Investment accounts

Authorised and regulated by the UK’s FCA to provide investment accounts, we are bound by CASS rules to segregate and protect client assets.

Shelter

In this latest excerpt from our Q1 2020 investment outlook, our investment management team look at shelter. The third in our series of thematic pieces after food and water.

The changing face of European regulation

James Farrugia, a partner at Maltese law firm Ganado Advocates, speaks to Dolfin about upcoming changes in European regulations and the impact Brexit might have on the European financial services industry.

Dolfin’s response to Covid-19

We will safeguard the wellbeing of our team, continue to act as responsible members of the global community, and deliver uninterrupted, high-quality service to our clients and partners.

Independent and agile
wealth management.

We open investment accounts promptly and provide world-class custody, execution and investment management to private clients, financial advisers and institutional investors.

Our platform empowers wealth managers
to grow their business with security, simplicity and speed.

Shelter

In this latest excerpt from our Q1 2020 investment outlook, our investment management team look at shelter. The third in our series of thematic pieces after food and water.

Dolfin
/ 31 March 2020

Peace of mind

Authorised and regulated by the UK’s FCA to provide investment accounts, we are bound by CASS rules to segregate and protect client assets.

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Revision to our service

As agreed with the FCA, as of 19 December 2019, our Tier 1 UK Investor Visa service will be offered to new clients only on the basis of a discretionary investment management service.

We will cease to be involved in structuring, promoting, issuing or distributing bonds and loan notes issued by companies in which Dolfin or its directors have an interest (“restricted bonds”) and restricted bonds will no longer be included in the Tier 1 UK Investor Visa service for new clients.

New monies and custody assets may be placed into existing non-discretionary portfolios of Tier 1 UK Investor clients in relation to holdings of restricted bonds, but only in respect of the proceeds of dividends and coupons, rights issues and other corporate actions and for the payment of custody and platform fees.

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About More than a provider,
a partner

Founded as a London-based wealth boutique in 2013, today we offer diversified financial services, with an international presence and our own bespoke technology.

Although we now look after more than $4.3bn of client assets and handle around $650m of brokerage flow every month, the commitment that drove us in those early days endures: we are our clients’ platform of choice because we think differently and act faster than most.

$4.3bn Clients assets
$650m Average monthly brokerage flow
130+ Employees