Investment accounts

Authorised and regulated by the UK’s FCA to provide investment accounts, we are bound by CASS rules to segregate and protect client assets.

The cyber security skills gap

The cyber security skills shortage has been making headlines for years, but the Covid-19 pandemic has made it more critical than ever.

More than a provider,
a partner.

We provide world-class custody, brokerage and asset management to private clients, their financial advisers and institutional investors.

We pride ourselves on our ability to help, to be a one-stop-shop. This has earned us the status of true partner to our clients, who repeatedly come to us first with their new projects and ideas.

Stable growth.
Unwavering commitment.

Founded as a London-based wealth boutique in 2013, today we’re a diversified financial services firm with a team of more than 130 people, an international presence and our own bespoke technology platform. Although we now look after more than $4.1bn of client assets and handle around $650m of brokerage flow every month, the commitment that drove us in those early days endures: we are our clients’ first port of call because we think differently, try harder and act faster than most.

$4.1bn Clients Assets
$650m Average monthly brokerage flow
130+ Employees
Our mission

We help our clients grow their wealth and their business by combining investment expertise with digital agility.

Our values
Put clients first.

Earning the right to call ourselves a partner means taking the time to understand your current challenges and your ultimate goals, then designing solutions specifically for you.

Challenge convention.

We're a young, ambitious firm in a competitive market. We have big ideas about how to improve investing and, as challengers, we try harder, think differently and move faster than most.

Harness technology.

Technology is at the heart of Dolfin. It makes us more nimble, powers your growth and puts investors firmly in control.

News

Restrictions on our activities

The Financial Conduct Authority (FCA) has identified a number of concerns around the way that Dolfin operates its business. On the 12th of March 2021, the FCA placed restrictions on Dolfin’s activities – please see the FCA’s statement on the below link:

https://www.fca.org.uk/news/news-stories/restrictions-placed-dolfin-financial-uk-ltd

We are actively working with the FCA to address its concerns and in order to lift the restrictions and so to minimise the impact on all Dolfin clients. At the moment we are unable to confirm when these restrictions will be lifted.

In the meantime, you can be assured that all client assets and monies are safely kept on a segregated account in accordance with the FCA rules.

As always, we remain committed to our clients and will keep you informed as the situation evolves.

We would like to thank you all for your patience and understanding.

For further information or if you have any queries please contact us.

 

Dolfin
/ 16 March 2021

Office relocation

We are pleased to inform you that Dolfin Financial (UK) Ltd will be moving shortly from the West End to new offices in the City of London.

Dolfin
/ 12 March 2021
Insights
Dolfin Diary

Browse Dolfin Diary articles, our weekly look at the people, technologies and ideas shaping the investment landscape.

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Dolfin Research

Read our independent research, including monthly investment updates plus quarterly scorecards and outlooks.

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Dolfin Events

Take advantage of our regular opportunities to learn, share and network

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Leadership

Dolfin is led by a team of investment and wealth management professionals whose careers in finance stretch back more than 30 years.