Investment accounts

Authorised and regulated by the UK’s FCA to provide investment accounts, we are bound by CASS rules to segregate and protect client assets.

June 2019 investment update

Welcome to our revised Monthly Investment Update in which we pull back the curtain on some of the decisions that we made last month, the rationale behind them, and how they translated into our Dolfin custodied global multi-asset portfolios.

Networking and innovation: Highlights from FinanceMalta 2019

Ramon Bondin, CEO of Dolfin Asset Services (Malta), shares his thoughts on this year’s FinanceMalta conference.

Dolfin launches international payment card and app

Dolfin has launched Dolfin Mastercard, a multi- currency payment card available exclusively to the firm’s private clients.

Compliance analyst
London, UK


Purpose of job

This is a fantastic opportunity for a dynamic and talented compliance professional to come on board and hit the ground running. Reporting to the head of compliance, the successful candidate will work within the Compliance team by undertaking regular compliance checks for the company and manage various day to day business queries and tasks.

Key duties

  • Undertake regular analyses of all departments in order to assess their current practices and create new policies and procedures to ensure that each department is compliant with regulatory requirements
  • Liaise with each department head on a regular basis in order to provide them with specific advice with respect to their regulatory obligations
  • Monitor all departments on a regular basis in relation to compliance issues
  • Draft/amend policies and procedures for approval by the head of compliance
  • Provide all staff with training in relation to business policies and procedures
  • Upload content to, edit and administer the company intranet and/or other systems in order to update policies and procedures as well as provide the required technical updates.

Skills & abilities


  • Minimum 1+ year experience in a similar role within the financial or wealth management sectors
  • Bachelor’s degree in a business, finance or legal field
  • CISI/ICA regulatory exams
  • Knowledge of Investments FCA handbook AML, KYC and relevant regulations
  • Strong IT skills including a working knowledge of Microsoft Excel and Word
  • Good written and verbal communication including analytical skills
  • Highly organized combined with the ability to prioritise and work to tight deadlines


  • Knowledge of financial instruments
  • Data management skills
  • Experience in a fast-growing financial or wealth management company



Commensurate with role and market


Based on individual and company performance


Our comprehensive benefits package is designed to attract the best. It includes: private health insurance, dental insurance, pension scheme, subsidised gym membership, death in service cover, employee assistance programme and travel insurance

Closing date

15 June 2019

Apply for this position

Personal Info


Cover Letter

Additional Info

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