Investment accounts

Authorised and regulated by the UK’s FCA to provide investment accounts, we are bound by CASS rules to segregate and protect client assets.

March 2019 investment update

Markets have rallied despite what appears to be the largest economic deceleration in recent years. How long will markets ignore the fact that corporate revenue, earnings and margin forecasts are deteriorating? It seems as if risk markets once again see bad news as good news, writes Dolfin’s Head of Investment Management, Richard Gray.

A ship-shape investment

Shipping doesn’t receive the same hype and attention as electric cars and space travel, but this essential industry is upping its game, with investments in carbon neutral ships and even autonomous freight carriers.

Dolfin completes acquisition of FPW, taking client assets to more than $3bn

We are delighted to announce that we have completed our acquisition of the business of London-based Falcon Private Wealth Ltd.

Risk/operations officer
Valletta, Malta

Purpose of job

Risk & operations monitoring and reporting

Reports to

Head of Risk

Key duties

  • Monitoring each fund’s market, liquidity, credit, counterparty and operational risk
  • Ensuring that each fund’s risk profile is consistent with its risk guidelines
  • Drafting (where required or directed), implementing and maintaining effective risk management policies and procedures to identify, measure, manage and monitor all risks relevant to each fund
  • Monitoring and ensuring compliance of the sub-investment manager with the risk guidelines
  • Monthly reporting updates to the Board of Directors and the Investment Committee on compliance with the risk guidelines and the effectiveness of the relevant risk management profile and related procedures
  • Monthly reporting updates to the Board of Directors and the Investment Committee on each fund’s current risk profile and any actual or likely breaches of the risk guidelines
  • Developing, implementing and maintaining a robust, compliant risk management framework
  • Identifying risky areas of trade and management of trade limits
  • Monitoring of trades to ensure funds are not taking excessive risk
  • Trade processing including matching, confirmations and settlement
  • Confirmation of transfers including remittances
  • Reconciliations and cash management

Other duties

  • P&L revaluation
  • Maintaining valuations/exchange rates
  • Updating transactions data
  • Updating and verifying valuations
  • Producing management level reporting
  • Initial point of contact to and for fund management team in London
  • Provide ad-hoc support for the smooth functioning of the office as directed/required
  • Other duties as required from time to time

Skills & abilities

  • Understanding of a wide range of financial instruments
  • Good knowledge of general accounting principles with a particular focus on performance reporting and attribution analysis
  • Excellent business judgment and strategic thinking
  • Strong analytical, problem-solving and organizational skills and the ability to manage several simultaneous projects
  • Self-motivated, personable with excellent communication skills


Experience working in the finance industry and/or interacting with local regulatory agencies

Personal attributes

  • Confident and self-sufficient with a genuine passion for job role and function
  • Entrepreneurial spirit with a desire to be accountable and make a difference
  • Self starter with the ability to work with minimal supervision
  • Flexible and comfortable with a broad variety of duties


  • Salary: Commensurate with role and market
  • Bonus: Discretionary, based on individual and company performance
  • Benefits: Our comprehensive benefits package is designed to attract the best. It includes: private health insurance, dental insurance, pension scheme, subsidised gym membership, death in service cover, employee assistance programme and travel insurance
Apply for this position

Personal Info


Cover Letter

Additional Info

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