Authorised and regulated by the UK’s FCA to provide investment accounts, we are bound by CASS rules to segregate and protect client assets.
James Farrugia, a partner at Maltese law firm Ganado Advocates, speaks to Dolfin about upcoming changes in European regulations and the impact Brexit might have on the European financial services industry.
Carrying out due diligence for new clients can be time-consuming and laborious, but automating the process through regtech could be a game-changer.
The strictest rebuke we usually see in a football match is when the referee reaches for the infamous red card – but the FIFA World Cup in Russia has brought financial sanctions into the spotlight, writes Oliver Rodwell, Head of Compliance Development at Dolfin.
It may already have been around for more than two years – and it may have an acronym that makes you think of former Eastern Bloc countries – but the EU’s General Data Protection Regulation (GDPR) is something that will shape the future rather than the past.
As Malta continues to bolster its credentials as a European financial services centre, Dolfin’s new custody, brokerage and depositary offering on the island is open for business and onboarding its first clients.
MiFID II regulations have set out to shine a light on dark pool trading. We look at the consequences – intended and unintended – the change will have
Transport for London’s recent decision to refuse to renew Uber’s licence to operate in the capital has highlighted the importance of background checks. Oliver Rodwell, Head of Compliance Development at Dolfin, considers the issue from the perspective of the financial services industry
Malta is becoming an increasingly attractive destination for investment funds, as a recent Dolfin briefing revealed
Giles Cheney, Relationship Manager at Dolfin, attended the Global Mobility and Tax Strategies Europe conference in June. He came away with a renewed belief in the importance of assisting clients as they adjust to their move to the UK
It has been 20 years since the Bank of England gained independence from the UK government in deciding interest rates. Overall, this can be seen as a successful move, but the Bank has learned some important lessons
Donald Trump’s controversial scaling back of the Dodd-Frank regulations is good news for the financial services industry, argues Josh Jarvis, Investment Advisor at Dolfin.
MiFID II promises to bring transparency and efficiency to non-equity trading while moving OTC trading to regulated platforms. Here’s what that means to you.