Authorised and regulated by the UK’s FCA to provide investment accounts, we are bound by CASS rules to segregate and protect client assets.
This document is Investment Research issued by Dolfin Financial
(UK) Ltd (“Dolfin”). It provides an analysis of an investment strategy,
explicitly or implicitly, concerning one or several financial instruments
or the issuers of financial instruments, and includes opinion as to the
present or future value or price of such instruments. The information
contained in this document does not constitute the provision of
investment advice nor a recommendation, offer or solicitation to
acquire, or dispose of, any of the financial instruments mentioned
and will not form the basis ,or a part of, any contract or commitment
whatsoever. This Investment Research is independent, on the basis
that Dolfin does not have any relationship or association with any
party to which a financial instrument mentioned in this document
relates, and which may impact on the ability of Dolfin to act objectively.
No representation or warranty, express or implied, is made by Dolfin
or any of its directors, officers or employees as to the accuracy,
completeness or fairness of the information in this document and no
responsibility or liability is accepted for any such information (save
in respect of fraudulent representation or warranty). Dolfin has not
performed any independent review or verification of any publicly
available information used in the preparation of this document. Dolfin
will not update, modify or amend this document or otherwise notify a
recipient in the event that any matter stated in this document changes
or is subsequently found to be inaccurate.
Prior to making any investment decision investors should seek
independent professional advice regarding suitability of any
transaction including the economic benefits and risks and legal,
regulatory, credit, accounting and tax implications and draw their
own conclusions. The past performance of financial instruments is
not indicative of future results and you may get back less than the
amount you invested.
Dolfin and/or its affiliates may act as a principal or agent in relation
to the financial instrument(s) mentioned in this document. Dolfin
may perform or seek to perform investment banking, wealth
management and/or asset management services for any of the
issuers mentioned here.
This document may not be reproduced, redistributed or passed on
to any other person or published, in whole or in part, for any purpose,
without the prior, written consent of Dolfin. The manner of distributing
this document may be restricted by law or regulation in certain
countries, including the United States. Persons into whose possession
this document may come are required to inform themselves about
and to observe such restrictions.
Dolfin is the trading name of Dolfin Financial (UK) Ltd, a company
authorised and regulated by the Financial Conduct Authority (with
reference no. 552894) and registered in England and Wales (with
company number 07431519).
Copyright © 2020 Dolfin Financial (UK) Ltd. All rights reserved.