Authorised and regulated by the UK’s FCA to provide investment accounts, we are bound by CASS rules to segregate and protect client assets.
Please read this important update from Dolfin.
The Financial Conduct Authority (FCA) has identified a number of concerns around the way that Dolfin operates its business. On the 12th of March 2021, the FCA placed restrictions on Dolfin’s activities – please see the FCA’s statement on the below link:
We are actively working with the FCA to address its concerns and in order to lift the restrictions and so to minimise the impact on all Dolfin clients. At the moment we are unable to confirm when these restrictions will be lifted.
In the meantime, you can be assured that all client assets and monies are safely kept on a segregated account in accordance with the FCA rules.
As always, we remain committed to our clients and will keep you informed as the situation evolves.
We would like to thank you all for your patience and understanding.
For further information or if you have any queries please contact us.
We are pleased to inform you that Dolfin Financial (UK) Ltd will be moving shortly from the West End to new offices in the City of London.
Investment Associates, Anny Giavelli and Joseph Casanova have both been shortlisted in this year’s Citywealth Future Leaders Awards.