Authorised and regulated by the UK’s FCA to provide investment accounts, we are bound by CASS rules to segregate and protect client assets.
Our March investment update is now available to download.
The cyber security skills shortage has been making headlines for years, but the Covid-19 pandemic has made it more critical than ever.
Please read this important update from Dolfin.
The Financial Conduct Authority (FCA) has identified a number of concerns around the way that Dolfin operates its business. On the 12th of March 2021, the FCA placed restrictions on Dolfin’s activities – please see the FCA’s statement on the below link:
https://www.fca.org.uk/news/news-stories/restrictions-placed-dolfin-financial-uk-ltd
We are actively working with the FCA to address its concerns and in order to lift the restrictions and so to minimise the impact on all Dolfin clients. At the moment we are unable to confirm when these restrictions will be lifted.
In the meantime, you can be assured that all client assets and monies are safely kept on a segregated account in accordance with the FCA rules.
As always, we remain committed to our clients and will keep you informed as the situation evolves.
We would like to thank you all for your patience and understanding.
For further information or if you have any queries please contact us.
We are pleased to inform you that Dolfin Financial (UK) Ltd will be moving shortly from the West End to new offices in the City of London.
Investment Associates, Anny Giavelli and Joseph Casanova have both been shortlisted in this year’s Citywealth Future Leaders Awards.
In light of concerns about the coronavirus (Covid-19) here are the precautionary measures we are taking to safeguard the health of our team, act as responsible members of the community at large, and ensure uninterrupted, high-quality service to our clients and partners.
