Dolfin Financial (UK) Limited – in special administration (“Dolfin” or “the Company”)

Dolfin Financial (UK) Limited –
in special administration (“Dolfin” or “the Company”)

Adam Stephens and Kevin Ley of Smith & Williamson LLP have been appointed as joint special administrators (“Special Administrators” / “JSAs”) of Dolfin.

Dolfin provided custody and dealing services to a broad range of clients. As at the date of Special Administration, the Company had c500 clients with underlying client monies of c£120m and custody assets of c£1.28bn.

On Wednesday 30th June 2021, an order was made placing Dolfin into special administration. Adam Henry Stephens and Kevin Ley of Smith & Williamson LLP were appointed JSAs of Dolfin.

Where can I get further information?

Please go to https://smithandwilliamson.com/dolfin-financial for further information, including frequently asked questions.

中文翻译请点击以下链结 https://smithandwilliamson.com/dolfin-financial.

Thank you in advance

Adam Stephens
Joint Special Administrator

The affairs, business and property of Dolfin Financial (UK) Limited (‘the Company’) are being managed by the joint administrators Adam Henry Stephens and Kevin Ley of Smith & Williamson LLP. They act as agents of the Company and without personal liability. Adam Henry Stephens and Kevin Ley are licensed as insolvency practitioners in the UK by the Institute of Chartered Accountants in England and Wales.

Dolfin Financial (UK) Limited is incorporated in England and Wales under the Companies Act 2006 with registered number 07431519. The Company is authorised and regulated by the Financial Conduct Authority with FRN 552894. Registered office: 25 Moorgate, London, EC2R 6AY. The Fair Processing Notice in relation to the General Data Protection Regulation can be accessed at http://www.smithandwilliamson.com/rrsgdpr Should you wish to be supplied with a hard copy, free of charge, please contact Smith & Williamson’s offices.

The word partner is used to refer to a member of Smith & Williamson LLP. A list of members is available at the registered office. Registered in England at 25 Moorgate, London EC2R 6AY No OC369631. Regulated by the Institute of Chartered Accountants in England and Wales for a range of investment business activities. A member of Nexia International, a worldwide network of independent accounting firms.