Investment accounts

Authorised and regulated by the UK’s FCA to provide investment accounts, we are bound by CASS rules to segregate and protect client assets.

Inflation outlook: Post-lockdown recession

In this week's episode of Dolfin Discussions James Gutman, our Head of Investment Portfolios, is joined by Caroline Miller, Chief Strategist at BCA Research, to discuss inflation.

Licensed to spill

Not all spies look like James Bond. Corporate espionage is a growing concern for many organisations, denting profits and undermining trust. We look at how firms can combat it.

Dolfin’s response to Covid-19

We will safeguard the wellbeing of our team, continue to act as responsible members of the global community, and deliver uninterrupted, high-quality service to our clients and partners.

Dolfin welcomes Government’s tightening of the Tier 1 UK Investor Visa scheme

This week there have been press reports about the UK’s Home Office suspending the Investor Visa scheme while it tightens its rules and introduces an independent audit process. The scheme, first introduced in 2008, is designed to encourage wealthy foreigners to invest in and relocate to the UK.

6 December 2018 / News

Immigration Minister Caroline Nokes told The Times yesterday that “The UK will always be open to legitimate and genuine investors who are committed to helping our economy and businesses grow. However, we will not tolerate people who do not play by the rules and seek to abuse the system.”

While details are still scant and we await clarification from the Home Office, Dolfin certainly welcomes their intent: to benefit genuine investors who intend to support the UK’s economy – as well as the wealth managers and advisers who serve them. Notably, it seems the new rules will require investment in active and trading businesses via equities, rather than the Government bonds that have been permitted in the past. The Home Office has also said in future there will be a provision for pooled investments, supported by the Government, to back projects with a “clear economic benefit to the UK” such as supporting small and medium-sized businesses. Finally, from next year, regulated auditors will assess applicants’ financial and business interests and check they have had control of their funds for at least two years.

“Regulation can often be improved once it is clearer how it is working in practice and these proposed changes to the UK Investor Visa scheme are a perfect example,” said Dolfin CEO Denis Nagy. “The focus we’re now seeing on investments into UK corporate debt and equities at the expense of gilts is an excellent idea since it encourages investment in actual UK businesses. I’m also intrigued by the mooted ideas around pooled investments which sound like they could be a boon to smaller businesses who might particularly need it in a post-Brexit landscape.”

Dolfin has long put an emphasis on diligent on-boarding of UK Investor Visa clients – according to the existing rules and FCA requirements – and has a dedicated team of specialists, including Chinese and Russian speakers, who conduct the important due diligence demanded by the scheme. “We will have a clearer idea of the details of the changes in the new year,” concludes Nagy “but any development that rewards genuine entrepreneurs and investors while making it harder for those – foreign investors or their advisers – looking to skirt the rules for their own purposes is something I warmly welcome.”

Investment accounts

Dolfin’s investment accounts safeguard securities and cash, while ensuring you or your clients can take full advantage of multi-asset, multi-currency, and multi-strategy investments.

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About us

Founded as a London-based wealth boutique in 2013, today we’re a diversified financial services firm with an international presence and our own bespoke technology platform.

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