Authorised and regulated by the UK’s FCA to provide investment accounts, we are bound by CASS rules to segregate and protect client assets.
Sanjay manages the team responsible for the firm’s statutory, regulatory and management reporting and he plays a key role in Dolfin’s governance. He also manages the corporate debt and treasury team responsible for maximising the firm’s liquidity and regulatory capital.
Sanjay is approved by the FCA as a CF10a, Client Money and Asset Oversight Officer, and applies a robust framework within Dolfin to ensure that our client assets are fully protected in line with the stringent rules imposed by the FCA.
Sanjay has over 14 years’ experience working within the financial services industry in senior management and board level positions. Prior to joining Dolfin, Sanjay was the Chief Financial Officer of independent investment management house, CBH Europe Ltd, and has also worked in a number of senior financial roles at Landsbanki Securities (UK) Ltd (formerly Teather & Greenwood Ltd) and Czarnikow Group Ltd managing a diverse range of financial exposures.