Investment accounts

Authorised and regulated by the UK’s FCA to provide investment accounts, we are bound by CASS rules to segregate and protect client assets.

September 2019 investment update

The summer of 2019 was always going to be a tricky time to navigate. When trading volumes lighten, macro news can cause elevated volatility across asset classes. Our September monthly investment update is now available to download and view online.

Team Human vs Team Tech

Douglas Rushkoff, media theorist, documentarian and Professor of Media Theory and Digital Economics at Queens College, CUNY, argues that by unthinkingly embracing disruptive technology, we could lose sight of what makes us human.

Dolfin shortlisted twice in the International Investment Awards 2019

Simon Black, our Head of Investment Management, has been shortlisted in the ‘Emerging Talent of the Year’ category and Dolfin as a firm for ‘Excellence in Client Service’, in the annual International Investment Awards. Voting is now open.

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Depositary
services

Our independent custody and depositary services operate from Malta, an EU financial centre, and are designed for small to medium-size funds. We provide a full range of solutions, including safekeeping and monitoring for alternative asset funds. We oversee your assets in full accordance with regulations, and integrate the depositary function with the rest of your fund activities.

Benefits
Comprehensive offer.

We provide custody, record keeping, monitoring, and reporting for UCITS funds, and EU and non-EU AIFs, ensuring your fund is fully compliant with the regulations.

Integrated solution.

We offer direct access to our trading desk, fund set-up and management services, as well as outsourced administration and legal services.

Gateway to the EU marketplace

Our Maltese set-up fulfills the depositary requirement for marketing of non-EU AIFs.

How it works

Dolfin provides depositary services in Malta to the funds established in Malta and non-EU funds looking to market in the EU.

Safekeeping

Custody of financial assets

Ownership verification and record keeping for non-financial assets

Due diligence and monitoring of all delegates

Cash flow monitoring

Valuation of shares/units

Income distribution

Monitoring of discrepancies and subsequent reconciliations

Immediate identification of significant cash flows

Oversight duties

Overview of all dealings in units/shares of the AIF and UCITS funds

Ensuring all investments are in line with regulations and fund documentation

Timely settlement of transactions

Why Dolfin
Fully-compliant.

Drawing on the expertise of our global team, Dolfin offers depositary and depositary lite solutions meeting all regulatory requirements.

Safe and secure.

We provide an in-house custody service and partner with a global network of well-regarded sub-custodians. At no point no does Dolfin become the owner of your assets; we act only as a nominee.

Bespoke and efficient.

Leveraging our technology and expertise in a variety of asset classes, we provide tailored solutions and meet your needs in a timely and efficient manner.

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Please complete this form for more information about our Custody and depositary solutions

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Leadership

Dolfin is led by a team of investment and wealth managment professionals whose careers in finance stretch back more than 15 years.

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